Our client, a well-established leading financial services company a is seeking an important member to join their expanding team and that person will be an experienced compliance manager you will be providing support to the Investment Business Compliance team.
You will be responsible for:
• Recommending effective procedures and controls to monitor adherence to regulatory requirements
• Keeping the Investment Business Compliance team informed of progress and informing them of any issues whilst implementing agreed actions
• Managing the file review process and risk-based monitoring and other compliance activities
You will need to be FPC qualified or equivalent, have extensive experience of the FCA compliance and has previous experience in a similar role and environment.
You will be offered competitive salary, a very impressive array of clients to work with and with a high calibre of people. This role is a great opportunity so if you are interested in having a confidential conversation then hit apply!
Please note that our client is an equal opportunities Employer and adheres to all relevant legislation and offer services regardless of age, race, sex, disability or religious belief.