Vacancy Detail

Compliance Director

Salary: £70,000 to £85,000
Location: Birmingham, West Midlands, Bromsgrove
Ref: 409 - C.DIR - MH
Job description
Compliance Director - Wealth Management - £70,000 - £85,000 (dependant on experience)

One of the UK's fastest growing companies with a foothold in wealth management is looking to secure the services of a compliance & risk director with experience in managing multi-site offices or wealth management businesses to strengthen their senior management team.

With a reputation for high quality customer service and a market leading proposition, this role would suit an experienced compliance professional or someone with exceptional experience who wants to take the next step into an executive role.

An opportunity for an existing Senior Compliance Manager or Compliance Director to join a UK wealth management company with significant ambitions. The existing business has a strong, stable footprint in the UK and is well placed to support acquisitions in the pipeline.

If you currently hold CF10 as a Compliance Manager, great, but equally if you have sufficient experience without holding the FCA approved persons responsibility in a Senior Compliance Manager role and are looking take the next step in your career, our client would be interested to discuss your experience and consider you for this position.

You'll have experience of designing, implementing and managing compliance strategies, operating at board level and have a solution orientated approach to business, whilst ensuring the highest moral and ethical values are maintained. Experience of leading and managing compliance personnel, ideally people working remotely, is essential.

You’ll need to be of a flexible and adaptable character, work in a fast paced environment and enjoy the challenge of integrating businesses, systems and process whilst ensuring the business maintains and upholds the highest ethical and procedural values within the requirements of the FCA code of conduct.


This is a genuine opportunity to join a highly successful group and develop the wealth proposition moving forward.

Take charge of your career and apply now!

You will be rewarded with a very generous basic salary, bonus potential and benefits package including a whole range of flexible benefits.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role.

Please note that our client is an equal opportunities Employer and adheres to all relevant legislation and offer services regardless of age, race, sex, disability or religious belief.

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